Regulation AA - Unfair or Deceptive Acts or Practices
Repealed effective March 21, 2016, 81 FR 8133.
- Subpart A--Consumer Complaints
- Sec. 227.1 Definitions.
- Sec. 227.2 Consumer complaint procedure.
- Subpart B--Credit Practices Rule
- Sec. 227.11 Authority, purpose, and scope.
- Sec. 227.12 Definitions.
- Sec. 227.13 Unfair credit contract provisions.
- Sec. 227.14 Unfair or deceptive practices involving cosigners.
- Sec. 227.15 Unfair late charges.
- Sec. 227.16 State exemptions.
- FRB Staff Guidelines on Credit Practices Rule
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Penalties View All
Oriental Bank pays $447,125 for flood insurance violations
Spring Valley Bank pays $1,500 for flood insurance rules violations
CNB Bank pays $13,000 for flood insurance rules violations
Guaranty Bank and Trust pays $80,500 flood insurance penalty
Collins State Bank pays $2,000 for flood insurance violations
First Interstate Bank pays $70,000 flood insurance penalty
North Shore Bank of Commerce pays $4,800 for flood insurance violations
Select Bank pays $9,600 for flood insurance violations
Regions Bank pays $2.95M for flood insurance violations
Deutsche Bank Trust Company Americas pays flood penalty
PNC Bank, NA, pays $2.6M for flood insurance violations
Michigan bank pays $3.6 million for flood insurance penalties
Washington Federal pays flood penalty
The Federal Savings Bank pays $193K flood penalty
USAA FSB pays $382,500 flood insurance penalty
Former credit union BSA officer fined $100K for multiple BSA violations
$25 million
Shinhan Bank America fined $25M by FDIC, FinCEN, and NYSDFS
$15 million
Puerto Rican IBE pays $15M for willful BSA violations
Kingdom Trust Company pays $1.5M BSA penalty
$5,000,000 (net)
Bittrex, Inc., fined $5M for BSA Act violations
Bank of Morton ordered to pay $600,000 for BSA violations
$25 million
Shinhan Bank America fined $25M by FDIC, FinCEN, and NYSDFS
Bancorp Bank pays BSA/AML penalty
California Pacific Bank to pay BSA/AML penalty
Alma Bank - BSA/AML penalty
Metropolitan Commercial Bank fined $29.5M for CIP and vendor risk deficiencies
$55.4 million
National Bank of Pakistan pays $55.4M for AML violations
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
$29 million
Mega International Commercial Bank pays $29M BSA penalty
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Sterling Bank and Trust FSB pays $6 million for failings
CommunityBank of Texas fined for BSA/AML violations
Washington Federal Bank pays $2.5M BSA/AML penalty
NJ bank director and BSA officer pay for BSA violations
First Abu Dhabi Bank USA pays BSA/AML penalty
$38 million
Interactive Brokers LLC paying $38M for BSA/AML failures
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Albert Fried & Company pays for SAR failures
$20M plus $7.76M redress
CFPB orders TD Bank, N.A. to pay $27.76 million for credit reporting violations
State Street settles for $7.5M penalty with OFAC
Utah bank fined for failure to pay FDIC assessment
OCC fines JPMorgan Chase Bank, N.A. for inadequate monitoring
Fed fines JPMorgan Chase & Co. $98.2M for inadequate monitoring
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